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Fig. 1

Fig. 1

A: Map of Spain with the location of Burgos city and province. B: Map of Burgos province showing the location of the pass of La Pedraja, not far from the famous archaeological and palaeontological site of Atapuerca. C: Location of mass graves of La Pedraja (1 and 2) near the road from Burgos to Logroño.

Fig. 2

Fig. 2

A: The mass grave La Pedraja 1 (diagram A) showing sector or area 1 (diagram B) and area 2 (diagram C). The locations of bullets, bullet casings and the surviving brains as well as one heart are indicated (see Legend).

Fig. 3

Fig. 3

The total rainfall figures in Burgos and Atapuerca from June to December 1936 compared with the 1981–2010 average rainfall figures for Burgos City. Meteorological data obtained from AEMET.

Fig. 4

Fig. 4

Gross morphology of the brains. A: Neural folds on the surface of brain 25, (1) central Sulcus, (2) lateral Sulcus and (3) calcarine fissure. B: Plastic 3D printed model of brain 25. C: Magnetic resonance image of brain 104. D: Computed tomography image of brain 25. E: Intracranial haemorrhage on parietal lobule of brain 11 seen as a dark brown discoloration on the surface (arrowed).

Fig. 5

Fig. 5

Histopathology, immunohistochemistry and ultrastructure of brains. (A, B, C) Histopathology of sections from brain 11, stained with Haematoxylin-Eosin (A, B) and Prussian Blue counterstained with neutral red (C). (D) Immunohistochemistry with anti-CD31 antibody of brain 104. (E, F) Electron micrographs of brain 104. A and B Low magnification images of cerebellum (A) and frontal hemisphere (B) showing sections of nervous tissue not coloured with dyes except for some round microorganisms with some affinity for haematoxylin (arrows). It is not possible to distinguish white from grey matter. Roots and other vegetal structures (asterisk in B) were occasionally found. C Extensive blue deposits of hemosiderin are localised both on the brain surface (left) and in subcortical parenchyma (right). Some fungal spores are also present. D Persistent cell adhesion molecule expression in endothelial cells of blood vessels is shown as dark brown positive staining. E Most of the brain appeared as medium-dense amorphous material not bounded by any membrane. Some fragments of linear and curved lamellae could be distinguished as well as two round thick-walled microorganisms in the centre of the image (×10,000). F Higher power detail of a myelinated figure with typical concentric arrangement of myelin and disintegration of central axoplasm; an even more degenerated myelin sheath can be seen to the left of the image (×50,000).

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Highlights

  • Almost 50% of individuals from a Spanish 1936 mass grave had their brains preserved.

  • Chemical analysis confirms that these brains were preserved by saponification.

  • Three factors influenced brain preservation: microbiological, chemical and physical.

  • A forensic and holistic approach is emphasized for the recovery and analysis of human remains in forensic context.

Abstract

During the excavation of the Spanish Civil War mass grave at La Pedraja (Burgos, Spain), 104 individuals were found interred within it, 45 of which displayed brains that were preserved but dehydrated and reduced in size. This exceptional finding has resulted in the formation of a multidisciplinary team, with the aim of obtaining as much information as possible and to primarily understand the taphonomic phenomena that has led to the preservation of these brains. The following types of analyses were undertaken on three of these brains: macroscopy, histology, radiology, chemical-toxicology, genetics, chemical analysis of the soil and 3D modelling for stereolithography. The historical context was considered, plus all archaeological and other forensic data provided by the investigation of the mass grave. The results of the analyses on these morphologically identifiable human brains confirmed the presence of nerve structures, fatty acids, and in one case ante-mortem evidence for an intracranial haemorrhage. The fatty acid profile corresponds to the process of saponification. Therefore, the interpretation is that the preservation of these brains at the mass grave of La Pedraja was due to the saponification process, which was influenced by the manner and cause of death, the chemical composition of the brain, the physicochemical properties of the soil and the meteorological conditions at the time.

1. Introduction

The Spanish Civil War began on the 18th July 1936 with a military coup lead by General Franco against the elected, leftist government of the Second Spanish Republic. From July to December of 1936, several towns and villages in the South of Spain were violently occupied by the fascist regime, while in the North they took many towns without much resistance [[1], [2], [3]]. During those months, there was no battlefront and most deaths were the result of executions by the fascist rebel army, police and its civil supporters (falangistas), but also to some extent by the Republican forces. It has been estimated that 130.000 people were killed in this way by the rebel army with the goal of terrorising the population. In the territories occupied by the fascists, political representatives, who had been democratically elected, were arrested and killed. In the northern province of Burgos, for instance, 1000 people, 400 of them from the city of Burgos alone, were executed and buried in clandestine mass graves similar to that at La Pedraja. The Spanish Civil War was the final result of the failure of the military coup and ended on the 1st April 1939 with the victory of the rebel army, with more than 500.000 people dead and about 450.000 in exile. Franco was the head of the Spanish state from 1939 to his death in 1975. Although Franco recovered, identified and returned the remains of fascist who had been killed to their families, most of the republican victims are still missing and buried in clandestine mass graves such as La Pedraja. [[1], [2], [3]].

At the end of the 1990s, a social movement called ‘Historical Memory’ (Memoria Histórica) was set up, with the aim of recovering and identifying the missing people from the Spanish Civil War. In the year 2000, the Asociación para la Recuperación de la Memoria Histórica de Ponferrada (The Ponferrada Association for the Recovery of Historical Memory) at the request of the families of the missing, began the first scientific coordinated search to locate and excavate human remains from a mass grave in Priaranza del Bierzo (León), using archaeological techniques and following forensic protocols [[4], [5]]. The case of Priaranza del Bierzo became a prime example and other teams in Spain began to locate and excavate human remains buried in mass graves. From 2000 to 2008, the Government did not support the families of the victims in their search for their relatives. However, in 2008, the excavation of most mass graves started to have the support of the Ministry of the Presidency of the Spanish Government and several Regional Governments. Also in 2008, a National Penal Court (Sala de Lo Penal de la Audiencia Nacional) decided that Spanish Civil War mass graves could be opened by the Local Courts (Juzgados de Instrucción), but only a few judges opened a judicial process to search, locate, study and identify individuals found in mass graves. The Spanish Government, however, only arranged funds to recover theses victims between 2008 and 2011. In 2014, the special advisor of the United Nations visited Spain, and stated that the Spanish state must take responsibility for the victims, and must give support to families with regard to the search and identification of their missing relatives. Despite international pressure, however, financial support for these works has decreased since 2011 [7]. At present (2016), the families of the missing are searching, locating and identifying their loved ones with the help of volunteers and with very limited budgets. Although there is no official register, it is estimated that from the over 2200 mass graves identified in Spain, about 7,000 people have been recovered from just over 300 mass grave excavations (Spanish Government, 2016) [6]. One of the largest mass graves to have been excavated was that of La Pedraja 1 in the Province of Burgos, excavated in 2010 and revealing a total number of 104 individuals (Fig. 1).

Fig. 1 Opens large image

Fig. 1

A: Map of Spain with the location of Burgos city and province. B: Map of Burgos province showing the location of the pass of La Pedraja, not far from the famous archaeological and palaeontological site of Atapuerca. C: Location of mass graves of La Pedraja (1 and 2) near the road from Burgos to Logroño.

After locating the site in 2010, the excavation of the mass grave of La Pedraja 1 was undertaken by the Aranzadi Society of Sciences (ASS, Sociedad de Ciencias Aranzadi), an independent and non-governmental organization. This organization aims to search, recover and identify the missing people, in particular from the Spanish Civil Wars by employing scientific methods and following international forensic protocols such as the United Nations Manual on the Effective Prevention and Investigation of Extra-Legal, Arbitrary and Summary Executions and Recommendation no. R (99) 3 of the Committee of Ministers to member states of the European Union on theharmonisation of medico-legal autopsy rules. In 2000, the ASS created a Historical, Archaeological and Anthropological Team of volunteers to participate in the investigation of crimes against humanity. Thus, the mass grave of La Pedraja 1 was considered a crime scene and was excavated following forensic archaeological methods, principles and theory.

Nevertheless and much to the surprise of the excavation team at La Pedraja 1, 45 (43.2%) of the exhumed individuals had what appeared to be brain matter surviving within their skulls. Thus, a multidisciplinary team was created to study these remains within a forensic perspective. The aim of the research was to confirm that the material was indeed human brain tissue, investigate how and why this tissue had been preserved for approximately 80 years; and finally to establish if this material, alongside information derived from the forensic anthropology examination of the skeletal remains, could provide information regarding the identity of the deceased and the cause and manner of death.

The importance of La Pedraja 1 in advancing the understanding of this phenomenon is that, unlike other archaeological examples, the recent date of this mass grave means that there is a range of documentary and anecdotal historical evidence to complement and supplement the archaeological data. From these historical sources, a more detailed picture of the life and death of the individuals can be drawn, which may assist in the interpretation of the factors influencing the taphonomic processed which have led to the survival of the brain tissue. Understanding these interrelated factors more fully may have significant repercussions for both archaeological and forensic studies, if brain survival in otherwise skeletonised remains reveals circumstances surrounding the death of an individual that cannot be determined in any other way.

2. The excavation of mass graves at La Pedraja 1

La Pedraja is a mountain pass located at Villafranca de Montes de Oca, rising to 1155 m above sea level, some 30 km east of Burgos and close to the road connecting the cities of Burgos and Logroño (Fig. 1).

It had been known since the Civil War that this pass had been the site of mass executions, but the exact location of the graves was only confirmed by geophysical survey in 2010. Two mass graves were discovered at approximately 1100 m above sea level and designated La Pedraja 1 (42° 22′ 24. 64″ N and 3° 20′ 32.65″ W) and La Pedraja 2 (42° 22′ 22.56″ N and 3° 20′ 30.92″ W). At the request of the families of the deceased, La Pedraja 1 was excavated in August 2010 by the Aranzadi Science Society with a professional, multidisciplinary team, including forensic anthropologists, archaeologists, odontologists, pathologists, historians, social anthropologists, osteoarchaeologists, biologists, psychologists, photographers, geophysicists and a number of other volunteers with different areas of expertise.

The La Pedraja 1 grave revealed a trench 24 m long and 1.80 m wide consisting of two separately constructed compartments; area 1 to the North and area 2 to the South (Fig. 2)

Fig. 2 Opens large image

Fig. 2

A: The mass grave La Pedraja 1 (diagram A) showing sector or area 1 (diagram B) and area 2 (diagram C). The locations of bullets, bullet casings and the surviving brains as well as one heart are indicated (see Legend).

Within this trench, 104 skeletons lay at a depth of 1.5 m, buried in six distinct phases labelled in the field as A, B, C, D, E and F. The burials took place between July and November 1936 (see unpublished Historic Report of La Pedraja (unpublished, by JV Aguirre Gonzalez and P Barruso Barés, Aranzadi Society of Sciences). Archaeologists believe that there was a possible phase 2G at the south end of the trench that contained a single skeleton and which could be the first burial, dating to July 1936. In this Area 2 the largest number of corpses was interred in a single episode, which is indicated as 2F in Fig. 2, followed by a smaller number in 2E, after which, individuals were interred simultaneously in both areas 1 and 2 in four further sequential episodes (D, C, B and A).

2.1. Physical features of the site

The climate in Burgos province is temperate and hot with rainfall all year long; which would be typical of Cfb in the Köppen-Geiger classification [8]. Meteorological data for the period 1981–2010, provided by the Spanish national weather agency, Agencia Española de Meteorología (AEMET), show that Burgos city (865 m above sea level) has an average annual temperature of 10.5 °C and rainfall of 575 l/m2. There are no weather data for La Pedraja, but at the weather observatory at Atapuerca (Fig. 1B), which is 966 m above sea level and less than 10 km north-west of the mass graves, the annual average temperature drops to 10 °C and the rainfall rises to 616 mm. The hottest month of the year, averaging 18.5 °C, is August, but by January the average temperature falls to a low of 2.6 °C, with the potential of below-freezing temperatures on several days in January and February.

The AEMET data for the second half of the year 1936 show that the weather was exceptionally cold and wet across the region. For example, at Atapuerca in October of that year, the minimum temperature was −8 °C. Fig. 3 compares the total rainfall figures in Burgos and Atapuerca from June to December 1936 with the 1981–2010 average rainfall figures for Burgos City. This demonstrates that, apart from the month of August, summer and autumn of 1936 were exceptionally wet. In July, Atapuerca received seven times more rain than the current average rainfall for that month in Burgos City. At over 130 m higher than Atapuerca, the average monthly temperatures at the site of La Pedraja 1 would be lower still and this would have been reflected in the soil temperature of the grave.

Fig. 3 Opens large image

Fig. 3

The total rainfall figures in Burgos and Atapuerca from June to December 1936 compared with the 1981–2010 average rainfall figures for Burgos City. Meteorological data obtained from AEMET.

Today, the location of the mass grave is in an open mountain area with a few pine trees. The soil is beige-brown and clayey and pebble inclusions. During the initial excavation of La Pedraja 1 in the summer of 2010, the weather was hot and sunny with a maximum temperature of 38 °C. The soil of the grave was moist, but within several hours of exposure the ground became dry. Surprisingly, during the excavation, a moderate odour of putrefaction could be detected despite 75 years of burial.

2.2. Preservation in the grave

The wet conditions at the level of the burials had led to the preservation of some organic material, including fragments of textiles and footwear. These findings confirmed that the deceased were clothed when they were buried but there was no evidence of coffins. Skeletal preservation was very poor with high fragmentation and extensive weathering of the bones, and little survival of bone epiphyses. In some instances, the fragmentation of the skulls was not entirely due to the burial environment but was enhanced by peri-mortem gunshot trauma on some of them. Given the poor skeletal preservation, it was all the more surprising to recover the remains of 45 well-preserved brains from these skulls.

Some of the best-preserved brains were found in the skeletons of individuals 11, 25 and 104 (Fig. 4A ). The colour, texture and smell of these masses were similar to the surrounding moist soil. They were distinguished from soil by the fact that they had retained the neural folds and other gross morphology of the brain, although greatly shrunken to about 20% to 30% of their normal size. The majority of these brains were greasy to the touch but some appeared dry rather than fatty. Most of these were fragmented and bullet debris was recovered in some cases. About 30% of cases retained evidence of both cerebral hemispheres, and in a few of them, portions of the cerebellum could be identified. However, none had retained the brainstem. In the instances where parts of both hemispheres were preserved, one hemisphere appeared laterally flattened. Upon recovery, the brains were transferred to plastic containers that were hermetically sealed and stored under refrigeration at 4 °C, while their study was discussed.

Fig. 4 Opens large image

Fig. 4

Gross morphology of the brains. A: Neural folds on the surface of brain 25, (1) central Sulcus, (2) lateral Sulcus and (3) calcarine fissure. B: Plastic 3D printed model of brain 25. C: Magnetic resonance image of brain 104. D: Computed tomography image of brain 25. E: Intracranial haemorrhage on parietal lobule of brain 11 seen as a dark brown discoloration on the surface (arrowed).

The individuals with brains were distributed across the entire trench and only those from phases with three or fewer corpses contained no brains at all (Fig. 2 and Table 1). From the study of the skeletal remains, no relationship was found between brain preservation and an individual's sex, age-at-death, height or peri-mortem trauma. No other soft tissues were preserved, except for individual 14 (grave 1B), which had both the brain and heart still surviving [9].

Table 1Distribution of brains and ratio of brains/corpses in the different graves (see Fig. 2).
Grave sectorNumber of corpsesNumber of brainsRatio brains/corpsesIndividuals with brain preserved
1A8112,570
1B105(*)608,10,11,12,13,14
1C1475017,18.19.23,24,25,28
1D141064,229,30,31,32,33,34,35,36,98,99
2A635039,41,96
2B300
2C412547
2D300
2E9111,158
2F32175367,75,74,80, 82, 83,85, 86, 87, 89,91, 74,75, 84, 104, 88, 95
2G100
Total1044543,2%
View Table in HTML
low asteriskIndividual 14 in grave 1B had both the brain and heart surviving.

3. Taphonomic study of the brains

After recording every brain, three brains were selected for detailed taphonomic analysis. These were chosen based on their level of preservation and because they retained both cerebral hemispheres. In addition, soil samples obtained from the mass grave were taken for physical, chemical and geo-chemical analyses. The study was designed to address several questions: the nature of the burial environment, how and why preservation of the brains had occurred, to what extent brain histology was still possible and whether or not the brains contained evidence of pathological conditions or evidence that could assist in understanding cause of death. In order to address these aims, environmental, anthropological, chemical, imaging, DNA and histopathological analyses were undertaken. The acquisition of 3D image data also provided the opportunity to explore the use of reconstructed plastic models of the brains for educational purposes (Fig. 4B) and is also worth exploring here.

3.1. Methods

3.1.1. Soil sampling and analysis

Ten soil samples were collected in total, derived from the fills of Area 1 and Area 2 and taken from both the top and base of the graves. Each sample was placed in a stainless steel container and sealed in a polyethylene bag. Each sample was sub-divided for the different analytical procedures. The electrical conductivity and pH of the soil samples were measured using a 1:2 suspension of soil in water and the soil texture was determined by particle analysis using the hydrometer method [10]. Sub-samples of 0.4 g were air-dried and passed through a 2 mm mesh sieve and the organic fraction was measured by dry combustion, following the modified Walkley and Black method [11]. Atomic mass spectrometry was used for quantitative elemental analysis following standard procedures [12] and metalloid concentrations were analysed by flame atomic absorption spectrometry (FAAS) with air-acetylene flame [13]. Finally, sub-samples were subjected to X-ray powder diffraction (XRD) analysis in order to determine the dimensions and characteristics of the crystals using Cu Kα X-rays at a diffraction angle from 10 to 80° with a scanning speed of 5°/min, 40 kV, and 60 mA. The reference data for the interpretation of the XRD patterns were obtained from the XRD standards file index, Joint Committee on Powder Diffraction Standards (JCPDS).

3.1.2. Chemical, toxicological and genetic analyses of the brains

One year after the excavation and recovery of the human remains, the brains from skeletons 11, 25 and 104 were submitted for chemical, toxicological and genetic analyses. Small sections (approximately 250 mg) of each brain were taken for DNA extraction and processed in laboratories exclusively dedicated for ancient DNA analysis. Each sample was ground under liquid nitrogen in a SPEX Freezer Mill 6750 (SpexCertiprep). A protocol based on DNA affinity to silica was used to isolate DNA, with a subsequent concentration step using Amicon Ultra-0.5 centrifugal filter units with Ultracel-30 membrane (Millipore). Quantifiler™ Human DNA Quantification Kit (Applied Biosystems) would be used to quantify extracted nuclear DNA, following manufacturer instructions.

Gas chromatography-mass spectrometry (GC–MS) was used for the chemical and toxicological analyses with the aim of characterising the material of the brain tissue and detecting if compounds such as morphine, codeine, 6-acetylmorphine (6 AM), cocaine, benzoylecgonine (BEG), cocaethylene, methadone and its metabolite, 2-ethylidene-1, 5–8 dimethyldiphenylpyrrolidine (EDDP) were present. Samples were prepared as follows: 100 mg of brain sample was extracted twice with 5 ml of terbutylmethylether and evaporated to dryness under a gentle stream of nitrogen at 40 °C in a heating block. The residue obtained was dissolved in 40 μl of methanol and 2 μl aliquots were injected into the GCMS, a Hewlett–Packard (Little Falls, NJ, USA) 6890 gas chromatograph interfaced with a model 5973 inert mass-selective detector (MSD).

3.1.3. Gross morphology, imaging, histology and immunohistochemical analyses of the brains

All 45 brains were photographed and examined by conventional radiography and computed tomography (CT). CT images were obtained (0.625-mm slices) using a General Electric Light Speed CT scanner. The three selected brains were also examined by magnetic resonance imaging (MRI) using a General Electric Signa™ Explorer, before and after rehydration, prior to histological sectioning. As it was unknown how these brains would react to rehydration, two different techniques were tested. Brains 25 and 104 were rehydrated for nine days in a buffered solution of glycerol following the procedure described by Eklektos (2006) [14] who had used this solution to soften a portion of a desiccated brain over a 20-day period. Brain 11 was rehydrated for 40 min using a solution of sodium carbonate in a mixture of water and alcohol, following the procedure used by Ruffer (1909; 1921) [[15], [16]] to soften brittle and hard fragments of a range of desiccated tissues from Egyptian mummies. Samples of the rehydrated brains were prepared for light microscopy, transmission electron microscopy and immunohistochemistry.

For light microscopy, the samples were fixed in a 10% buffered solution of formalin, embedded in paraffin wax, thin sectioned to produce 4 μm thick slices and stained with Haematoxylin/eosin (HE), Prussian blue and Bielschowsky and Sevier-Munger silver stain protocols. For the TEM study, samples of the cerebellum and both cerebral hemispheres of the three brains were fixed in 2.5% glutaraldehyde in 0.1 M phosphate buffer (pH 7.5) and post-fixed in 1% osmium tetroxide, prior to dehydration and embedding in Epon 812 resin. Semi-thin sections were stained with 1% Toluidine Blue for field selection. Ultra-thin sections were stained with uranyl acetate and lead citrate, and visualised with a Philips CM100 Transmission Electron Microscope.

The immunohistochemistry studies were performed on 4 μm thick slices embedded in paraffin wax. The antibodies used were anti-glial fibrillary acid protein (GFAP) for detecting glial cells, anti-CD 31 for endothelial cells and anti-factor VIII for blood-clotting. The sections were incubated in an anti-mouse/rabbit peroxidase-conjugated, labelled-dextran polymer (Dako EnVision Peroxidase/DAB; Dako, Glostrup, Denmark). Negative control immunostainings employed the secondary antibody in the absence of the primary antibody.

3.2. Results

3.2.1. Soil analysis

In general, the fill of the mass grave resembled the surrounding sediments. These were described as acid soil composed of clay-kaolin (Kaolinite) with low levels of natural organic matter (0,85%/kg), high levels (124 meq/kg) of CEC (Cationic Exchange Capacity) and moderate levels of calcium (an average of 1535 mg/kg). The pH ranged from 4.73 in Grave 1D to 5.63 in Grave 2F. The principal chemical components of the soil were SiO2 (60%), Al2O3 (22%), Fe2O3 (7%) and K2O (4.5%). There were also traces (less than 1%) of several oxides such as Ti, P, Ba, Zr, Ca, S, Rb, Mn, Cu, Zn, Sr and Y. Only the samples from graves 2F and 2G had evidence of calcium hydroxide around the bodies.

3.2.2. Chemical, toxicological and genetic analyses of the brains

No recognisable DNA could be isolated from the brain samples and the toxicological screening did not detect any evidence of the targeted prescription or illicit drugs. Qualitative chemical analysis did identify the presence of ethylene bis stearamide (EBS) as well as saturated and unsaturated fatty acids, including myristic, palmitic, estearic, oleic, linoleic, lauric, ricinoleic, capric, lignoceric, caprilic, heptadecanoic, pentadecanoic, nonadecanoic and eicosanoic acid.

3.2.3. Gross morphology, imaging, histology and immunohistochemical analyses of the brains

Surface examination of the brains showed detailed preservation of the gross morphology. The convexity of the hemispheres, condensed gyri, distended sulci and the deeper main fissures, such as the central and lateral sulci, were all recognisable (Fig. 4A). Soil residues and small plant roots had penetrated deep into the sulci. On brain 11, there was a brownish-black superficial discoloration observed on the left parietal lobe. This is shown in section in Fig. 4E, prior to rehydration of the tissue.

The conventional radiology, CT and MRI studies of the brains did not reveal any major injuries, and coronal sections displayed a homogeneous parenchymal tissue with no identifiable anatomical landmarks (Fig. 4C and D). The CT data was used to generate DICOM format, stereolithography files, from which life-size plastic models of the brains were produced using a 3D printer (Fig. 4B). Due to the low water content of the brains compared to fresh brain tissue, it was not possible to obtain useful MRI images of the three selected brains prior to rehydration. Fig. 4C is a negative sagittal lateral T1-weighted Magnetic Resonance Image (MRI) of brain 104 after rehydration. The hyper intense cortical black borders were likely caused by the presence of a large amount of water around the brain. Fig. 4D is a CT image of brain 25, prior to rehydration, from which it was possible to show the structure of the brain.

The two rehydration techniques tested produced very similar results. After hydration and fixing using Eklektos's protocol, brain 104 increased in weight by 51.45% (from 50.51 g to 76.5 g), while Ruffer's protocol produced a 55.12% increase in brain 25 (from 58.59 g to 90.89 g). Despite an increase in volume, the brains still remained greatly shrunken compared to fresh brain tissue.

Histologically, it was not possible to discriminate white from grey matter. All brain tissue sections revealed amorphous cerebral parenchyma that lacked any affinity with the stains used, except for Prussian Blue. Fig. 5A, B and C are low magnification images of the histopathology sections from brain 11. Fig. 5A and B represents the cerebellum and the frontal hemisphere respectively, stained with Haematoxylin-Eosin. Only the round microorganisms (examples indicated by the arrows) had taken up the haematoxylin. Fig. 5C is a section through the parieto-temporal surface of the left hemisphere stained with Prussian blue and counterstained with neutral red. Most striking are the extensive blue deposits of iron (hemosiderin) localised both on the brain surface (left) and in the subcortical parenchyma (right). This indicates that the brownish-black discoloration observed on the surface of this lobe (Fig. 4B) is a subarachnoid haemorrhage caused by ante-mortem trauma.

Fig. 5 Opens large image

Fig. 5

Histopathology, immunohistochemistry and ultrastructure of brains. (A, B, C) Histopathology of sections from brain 11, stained with Haematoxylin-Eosin (A, B) and Prussian Blue counterstained with neutral red (C). (D) Immunohistochemistry with anti-CD31 antibody of brain 104. (E, F) Electron micrographs of brain 104. A and B Low magnification images of cerebellum (A) and frontal hemisphere (B) showing sections of nervous tissue not coloured with dyes except for some round microorganisms with some affinity for haematoxylin (arrows). It is not possible to distinguish white from grey matter. Roots and other vegetal structures (asterisk in B) were occasionally found. C Extensive blue deposits of hemosiderin are localised both on the brain surface (left) and in subcortical parenchyma (right). Some fungal spores are also present. D Persistent cell adhesion molecule expression in endothelial cells of blood vessels is shown as dark brown positive staining. E Most of the brain appeared as medium-dense amorphous material not bounded by any membrane. Some fragments of linear and curved lamellae could be distinguished as well as two round thick-walled microorganisms in the centre of the image (×10,000). F Higher power detail of a myelinated figure with typical concentric arrangement of myelin and disintegration of central axoplasm; an even more degenerated myelin sheath can be seen to the left of the image (×50,000).

Roots and other vegetal structures were present everywhere in the examined sections. Characteristically, they appeared as hollow, round structures with a thick cellulose outer layer. Occasionally, structures appear that are formed by septum, similar to the storage of biological energy (Fig. 5B). Fungal spores were also detected in almost all the brain sections examined and were probably the result of post-excavation contamination. The spores were 7–10 μm round spherules with a smooth surface that stained slightly basophilic with H-E (Fig. 5A, B), were positive to PAS, and reddish with neutral red (Prussian blue) (Fig. 5C). These spores also stained black with the argentic stains used in the TEM preparation (Fig. 5E).

In the TEM images, most of the tissue appeared to be medium-dense amorphous material not bound by any membrane but intermingled with unstructured myelin debris and lipids. No nerve cells, axons or synapses were identified. In Fig. 5E, some fragments of linear and curved myelin lamellae could be distinguished, as well as two round, thick-walled microorganisms in the centre of the image. Some ultra-thin sections showed clusters of the paired lamellae of the myelin and occasionally the multi-layered structure of a well-preserved myelin sheaf. To the right of Fig. 5F, a myelin sheath in transverse section from brain 104 is shown that clearly displays the layers of myelin concentrically organised around the disintegrated axoplasm. To the left of this is a less well-preserved example in which the layers are not so well defined.

Immunohistochemistry against GFAP was unsuccessful due to a lack of specificity and too much background noise (data not shown). In several sections of brains 25 and 104, endothelial cells of parenchymal blood vessels appeared strongly marked with anti-CD31 and anti-factor VIII. The dark brown positive staining in brain 104 (Fig. 5D) showed persistent cell adhesion molecule expression in endothelial cells of blood vessels.

4. Discussion

4.1. Crime scene analysis

Historical data indicated that most of the deceased came from regions near to where they were buried and had been illegally detained by supporters of the rebel army at different places and times. They remained kidnapped for a few hours or days and later executed, mostly by handguns. The historical data also indicated that the identities of the dead were not certain, although we know that the majority of the missing were young adult men. It is not surprising to see this at La Pedraja, since this pattern of criminal behaviour was repeated throughout Spain during the first months after the military uprising [[17], [18]]. The details of how these murders occurred is not known, but from the investigation of the mass grave and the analyses of the remains some facts can be deduced.

Guided by the plan of the mass grave in Fig. 2, it is possible to verify that the burials took place at different times, perhaps as many as the number of individual grave sectors identified. Each phase of interment was undertaken within one single trench (no piling of the bodies), where the bodies side by side were buried at a depth of 1.5 m and cut into an almost impermeable clay. The research carried out so far on this grave has suggested that lime was probably not used in all of the graves as there is only evidence of its use in sectors 2F and 2G. The moderate levels of calcium detected in the soil are indicative of the presence of sufficient levels of the cation Ca2+. The high levels of CEC (Cationic Exchange Capacity) suggest that the soil surrounding the bodies was susceptible to interaction with the biological organic components, not only with Ca2+ but also with other cations, such as Na1+ or Mg2+[19]. The small number of shell cases found (three in sectors 2C and 2E, see Fig. 2) suggests that only three shots were fired near the mass grave (either to directly kill or to ensure death). In other words, it is possible that the majority of victims were not killed at the foot of the grave. The large quantity of projectiles found in the bodies (37) is further evidence of violent death by execution. The presence of fragmented lead remains in various of the preserved brains, confirms that there was probably an elevated number of deaths that took place as a consequence of shots to the head.

The archaeological data with regard to the number and position of the bodies, the characteristics of the grave, the dating evidence from historical accounts and artefacts, the evidence for bullets confirms this was the scene of a crime. This mass grave was used to clandestinely bury 104 individuals, who had been killed in a place where there had not been a military front. This is important, because knowing the type of mass grave being researched requires the application of forensic methodology including the chain of custody to record, recover, and preserve evidence. The result of this mass grave investigation indicates that the principles of International Human Right Law and International Humanitarian Law (Rights of War) [[1], [5]] should be applied.

Furthermore, historical meteorological data (Fig. 3) shows clearly that the summer and autumn of 1936 were extremely rainy and colder than normal. In these circumstances, the excavated trenches in the impermeable clay would have converted the graves in pools of water, soil and bodies in the initial stages of decomposition. This suggests that the water within the mass grave would have been a key to the preservation of the brains.

There is no apparent correlation between the presence of the preserved brains and the specific location within the grave, the presence of bullets, the pH of the soil, the presence of any skull injury or the preservation of the skeleton. The appearance of these preserved brains is apparently random. Circumstances that may also have contributed to brain preservation may relate to when and how the bodies had been buried. For instance, the burials in sector 2F had been covered in lime and this sector could relate to the second body deposition in July 1936. This sector 2F had 53% of the individuals with preserved brains; compared to sectors or phases 2D and 2B that did not contain lime or preserved brains and could have been made at the end of the summer of 1936 under different meteorological conditions. Possibly, rainfall and the presence of water in the grave during burial could have influenced the preservation or otherwise decay of brains. Therefore, the meteorological data (cold and/or moisture) at the time the grave was produced could be an essential factor in the preservation of these brains. Experimental work shows that water is a key factor in adipocere formation and that cold conditions delay the putrefaction of bodies [[22], [23], [24]].

4.2. Analysis of the results

The chemical analysis of the three preserved brains confirmed the existence of a specific qualitative profile of fatty acids, described by many authors as characteristic of saponification [[20], [21], [22], [23]]. Some authors (Fielder) [24] argue that of all the fatty acids present in adipocere, palmitic acid and stearic acid are the most important, since their point of fusion is 63 °C (Palmitic) and 68 °C (Stearic). Therefore, in the thermal ranges of La Pedraja (annual average temperature of 10 °C), these acids crystallise, solidifying and hardening the tissues that comprise them. Nevertheless, this argument proposed years ago by Takatori and Yamaoka [26], also extends to other fatty acids of high melting points such as Myristic (54.4 °C), Lauric (43 °C), Heptadecanoic (61.3 °C), Pentadecanoic (52 °C), Eicosanoic (75.5 °C) or Lignoceric (84 °C) [25]. The La Pedraja brains contained all these fatty acids, therefore it is reasonable to think that this may have significantly contributed to saponification.

The histological study, as expected, showed that the encephalic microscopic structure is not preserved. However, the immunohistochemical detection of some vessels and especially the existence of myelinated structures observed under the electron microscope can be highlighted, which confirms that these masses contain nerve structures and are therefore human brains, as shown by other authors [[14], [27], [28], [29]]. Every rehydration of desiccated tissues is a unique experiment on a case-by-case basis. Good results were obtained with the preserved brains using two hydration protocols, Ruffer's and Eklektos's, however Ruffer's solution provided a 3.6% increase in hydration (brain weight) compared to Eklektos's solution, in a shorter time.

Furthermore, the identification of the extensive hemosiderin deposits on the left hemisphere in brain 11, following staining with Prussian blue, are consistent with an ante-mortem injury. These deposits indicate an intracerebral (subarachnoid) haemorrhage but as it takes at least 36 h for the haemoglobin to breakdown to hemosiderin [30], the individual may have suffered a traumatic brain injury several days prior to death. From a forensic perspective, it is particularly significant that an ante-mortem lesion can be identified after a post-mortem interval of 77 years. Historical data reveal that the victims were arrested some days before death. In this context, this finding of hemosiderin deposits could be considered as an indication of abuse or torture. The bones of individual 11 were in very poor condition and thus the presence of other pathological and/or traumatic findings cannot be confirmed. Nevertheless, the intracerebral (subarachnoid) haemorrhage could be the result of spontaneous, accidental but also the result of a criminal (traumatic) act, therefore the violation of Human Rights and Torture cannot be excluded, which could be a case to be considered by the Spanish or International Courts.

4.3. Other preserved brains

By revising the forensic and archaeological literature about the preservation of brains, some authors find that there are more than 200 published and unpublished cases described since 1960 [31]. In addition, at the end of the 18th century, cases of preserved brains from the Cemetery of the Innocents of Paris are described, but without photographs or sufficient descriptions [32]. The most recent literature provides more detail and greater depth of study. However, it is very difficult to compare all cases thoroughly to obtain a reliable interpretation of the factors influencing brain tissue preservation, although the comparison itself helps the understanding and discussion of the main factors that determine the preservation of these brains. The most important cases in the literature are listed in Table 2.

Table 2Published cases of preserved brains and some additional information regarding their probable mechanism(s) of preservation.
CaseCountryBrainsGraveAdipocereChemical studySoilMoistureCauses
Thouret [33] 1791FranceManyMass grave Holy InnocentsYesNoHighBrain's fat and moisture
Oackley [34] 1960UK1Buried at depth of 10 ft and wooden coffinYesNoClayHighMoisture exclusion O2
Pilleri [35] 1970Switzerland18Mass graveUnknownNoAcidHighUnknown
Tkocz [36] 1979Denmark57Burials in earth cut graves (no coffins)YesNoClay alkalineHigh water saltedMoisture reduced bacterial growth exclusion O2
Doran [37] 1986USA91Individual gravesYesNoBog and peatHigh. Mixture of fresh and salted waterNot published
Radanov [38] 1992Bulgary3Mass grave 30–40 cm underground?NoLoose and stonyLowDehydration
Gerszten [39] 1995Chile15Desert of AricaNoLow
Eklektos [14] 2006South-Africa1On the groundYesNoVeldHigh/low⁎⁎Hot and dry at time of death⁎⁎⁎
Karlic [40] 2007Egypt1MummyYesYesDesertVery lowDrying
Papageorgo-poulou [29] 2010France1Underground wooden coffin and leather wrapped around the bodyYesYesClay acidHigh. Salted and fresh waterWater immersion
O′Connor [31] 2011UK1Waterlogged pitNoYes⁎⁎⁎⁎Soft sandy clayHighRapid burial into wet sediment in study
Altinoz [41] 2014Turkey4BurnedYesYesCarbonates clayVery lowDrying
Serrulla 2016Spain45Mass graveYesYesClay acidHigh. Rain waterMoisture exclusion O2
View Table in HTML
low asteriskPersonal communication (not published). Glen Doran found 91 brains in Windover (Florida). Adovasio et al. (2001) [42] add the reference of more than 90 brains also found in Windover.
low asterisklow asteriskEklektos explained that the specimen appeared to have survived to several veld fires and a high annual rainfall and moisture.
low asterisklow asterisklow asteriskEklektos et al. suggested that the brains became preserved because of the hot and dry conditions at the time of death.
low asterisklow asterisklow asterisklow asteriskO'Connor reported that there was no evidence for the formation of adipocere. After the chemical analysis of the brains, she found lower proportions of extractable lipids, almost complete absence of phospholipids and only a trace of cholesterol.

The comparative study of similar cases found worldwide is quite difficult but reveals that there may be two kinds of preserved brains: those that have been preserved in an environment with high humidity (and perhaps therefore relative exclusion of oxygen) and whose bodies do not retain other tissues; and those that have been preserved as a result of dehydration [[43], [44]]. The cases of La Pedraja and many others belong to this former group [[29], [33], [34], [35], [36], [37]]. The case of Tkocz (Denmark) was found close to the sea (salt water). Cases such as Papageorgopoulou (France) and Doran (Miami, United States of America) were found in places near the sea, but with salt and fresh water. The case described by Pillery (Switzerland), stated that all brains were found in a river under a bridge (only fresh water). The presence at Oackley (United Kingdom) was associated with a place with high concentration of salt. In general, the degree of preservation of brains is better in La Pedraja compared to others. The majority of brains preserve at least one hemisphere in all cases and many authors describe the presence of adipocere formation. Only recent studies (five of 13) have carried out chemical investigation and this is another difficulty when comparing cases. Those brains that seem to have been preserved by a process of intense dehydration were found in places of high temperatures and low humidity, as in the case of Egypt, South Africa and the Arica desert in Chile [[14], [38], [39]] (these examples showed preservation of the brain and other tissues by processes of desiccation). In the case of O'Connor [31], the preservation mechanism is still being researched, although it may be that the brain was preserved in wet conditions, which would then lead to the formation of adipocere. The Altinoz case in Turkey [41] is surprising in that it could clearly be a case of dehydration, where the presence of a lipid profile of saponification is demonstrated. In this case, it seems that an earthquake and subsequent fire were the cause of the death for four people. Perhaps, this case can be explained by the ‘oven’ effect of the skull, which would allow slow desiccation of the tissue and would produce both the hydrolysis of brain lipids and of the cerebral lipids, resulting in the characteristic profile of saponification, aided no doubt, by the high levels of aluminium and magnesium carbonates in the soil where they were found.

4.4. Preservation mechanisms

The study of the brains preserved in the mass grave of La Pedraja 1, and the comparative study with similar published cases, allows the development of a hypothesis to explain the preservation of the brains. However, and in agreement with Ubelaker [45], there needs to be more research on the taphonomic processes of saponification, to better clarify the physical, chemical and biological factors that cause the transformation of the fatty tissues into adipocere.

The majority of victims buried in the mass grave of La Pedraja 1, were not killed by the side of the grave, although certainly only a short time (possibly a few hours) would have elapsed between death and burial. Most of the people buried at La Pedraja were shot in the head with handguns, in various groups and their bodies deposited there between the second half of July and November of 1936. The various sectors of the graves were dug in an area where some mountain water flowed. The soil of the mass grave was clay and impermeable. In the months of July to November 1936 in La Pedraja, it rained so much that the graves would have become bathtubs full of decaying corpses, leading to the important process of saponification in many of the bodies. The temperature at which the bodies were exposed was probably low, averaging between 5 °C and 10 °C. Due to the manner and cause of death (gunshot trauma to the head), the brains would have lost a considerable amount of blood; therefore the initial saponification processes would have begun before bacterial putrefaction could liquefy the brains. It is reasonable to assume that the absence of blood in the intracranial vessels would have made the putrefaction of the brain difficult. The wounds perforating the skin and the skull probably allowed water to enter the brain, facilitating the hydrolysis of phospholipids and the formation of free fatty acids. Rainwater charged with dissolved cations from the soil, would have permitted the esterification of those fatty acids resulting in saponification. Therefore, it is possible to suggest that the preservation of these brains occurred in cases that met the following conditions:

  • 1)

    Brains with empty blood vessels or some other alteration which delayed cephalic putrefaction. This would imply specific and/or low microbiological charge, very low temperatures or bodies with low body fat and a high degree of dehydration at the time of death, or those who had a violent death resulting in agonising deaths in which there would be minimal cerebral circulation.

  • 2)

    Brains where the skull had been perforated due to ballistic trauma, allowing water within the grave to get inside the skull and thus favouring the hydrolysis of phospholipids.

  • 3)

    In those burials where there was plenty of water containing cations capable of esterifying the fatty acids, which would then produce adipocere.

If the buried corpse met these three conditions, the phenomenon of saponification would have extended sufficiently to allow the preservation of the external brain morphology a few weeks after death.

The slow and gradual depletion of water from the graves over the years would have dehydrated the bodies and brains, while, at the same time, the ground would have become acidified. It is possible that acidification was too slow and a changeable process, according humidity and evolution of decay. Seventy years after an intense acidification of the soil, the skeletons would have slowly decomposed, whereas the skull would have served as a protective barrier against this high acidity, therefore protecting the brains. Several authors have stated that adipocere could be produced in acid, neutral and alkaline soil [[21], [23], [24]].

In summary, the hypothesis about the unusual preservation of brains maintains that there are three classes of factors, which intervene and act in the proper order and proportion:

  • Microbiological factors. It appears that nerve tissues are preserved because initially the processes of cephalic putrefaction are delayed for one of the following reasons: low or inadequate microbiological load, and/or low or very low temperatures and/or high dehydration and/or the absence of the intracranial blood circulatory system. Autolysis begins, however, when the liquefaction of the brain fails to occur. In cases of artificial mummification, obviously putrefaction is stopped by the application of chemicals (e.g. natron, formaldehyde or other biocides). Recent experimental studies on the formation of adipocere, have deepened our understanding of these microbiological factors [46], relating the adipocere production in the first phase of decomposition with the reduction of the microbiological load.

  • Biochemical factors. In the case of humid conservation of the brain, the hydrolysis of brain lipids is required, especially phospholipids, which are the most abundant lipids in nerve tissue, and which contain in their complex molecule, fatty acids bound to diphosphoglycerol [47]. This hydrolysis is carried out through lipid contact with water, which implies that there must be some communication with the outside intracranial space and water has to be present. The biochemical factors of saponification have been studied for many years and are relatively well characterised [[26], [48]]. The phospholipid hydrolysis produces free fatty acids, and if esterified with cations it gives rise to a compact, creamy and moist soap-like substance, which preserves the shape of the tissue, and decays much slower than tissue that is not saponified. This biochemical process receives the name of saponification. The cation exchange capacity of the medium in which the body is located, could be an important element that determines the saponification.

  • Physical factors. Temperature and humidity are the principal factors that influence the preservation of these brains. These factors, due to their ability to affect others, have to act at the right time and temperature. Low temperatures reduce the rate of biological decomposition and high or very high temperatures accelerate dehydration, which in turn can reduce the rate and extent of decomposition. The presence of a high proportion of water is a key element in wet preservations while the relative absence of water is key to dry preservations. Finally, we believe the slow dehydration produced for years in the mass grave has helped to reduce the size of these brains.

Hopefully, this hypothesis will be verified when other cases of preserved brains are found and studied using similar methods and with other research designs and experimental investigations. This will lead to a better understanding of the causes, mechanisms and circumstances that are involved in the process of adipocere formation.

5. Conclusions

To conclude, this study has demonstrated that the scientific knowledge of taphonomic processes is difficult although interesting, as it could contribute to the administration of Justice in a forensic anthropology context. The following points are highlighted:

The hypothesis that these brains have been preserved by a humid mechanism linked to the process of saponification through adipocere formation, is maintained. The chemical study confirms that the brains possess a chemical profile of saponification with free fatty acids of high melting point. The process of saponification probably occurred due to the mass grave being dug in an impermeable clay, and the rainier and colder summer and autumn of 1936 compared to the annual average in Burgos. These circumstances would have favoured the delay of putrefaction of the bodies and the beginning of the process of saponification in many of the brains and bodies. At the end of 1936, the large mass grave of La Pedraja 1 produced a pool of saponified bodies, water and soil, which slowly evolved towards dehydration and acidification of soil. The adipocere formation allowed the conservation of the external morphology of the brains, while the skulls protected the brains from damage due to acidification of the soil. Thus, almost all the bodies were in very poor conditions while the brains were preserved.

The histopathological study of brain 11 has demonstrated that this individual had a subarachnoid haemorrhage, possibly produced some days before death. The violence carried out by the rebel army, police and civil supporters at the beginning of the Spanish Civil War, which resulted in the mass graves at La Pedraja, should be considered an extraordinary finding with dual significance. Firstly, the taphonomic study of these brains may indicate injuries in the soft tissue produced some days prior to death. It is therefore important that forensic archaeologists and anthropologists are cautious when investigating the interior of the skull, ensuring that soil remains are not confused with the remains of preserved brains. Secondly, the results of these injuries could lead to arrests, opening up a forensic and judicial debate about torture, cruelty and inhuman or degrading treatment.

In forensic anthropology cases applied to Human Rights investigation, the knowledge of context is an essential part of the judicial investigation. This work shows the importance of historical data (for example meteorological data and information about people's arrests) and especially the application of crime scenes methods and protocols in forensic archaeology. The forensic archaeologists and anthropologists, as part of a larger team of investigators, hold the key to resolving any problems at the crime scene: physical and chemical features of the mass grave, chronology of phases in the mass grave, chain of custody from ground to laboratory, distribution of bodies in the mass grave, distribution of brains, distribution of ballistic samples etc. The methodical register of all exhumation data is the key for crime scene interpretation in forensic anthropology.

In addition, research needs to be improved for a greater insight into the biological, physical and chemical elements, which produce adipocere formation. Many physical and chemical investigations are carried out, however there is little research in the field of microbiology of putrefaction. Possibly, the microbiological content of the cadaver, especially the anaerobic flora, have an essential role in the delay of putrefaction, in addition to the biochemical role of adipocere when the cadaver is under water.

Also, this work verifies Ruffer's solution as the best technique for the rehydration of desiccated tissues, which is interesting for forensic pathologists. Finding the best technique for rehydration is an essential decision when working with desiccated or mummified tissues, since an unsuitable technique could ruin the sample and thus the forensic results.

Conflict of interest

The authors declare that they have no conflict of interest.

Acknowledgments

To Sonia O’Connor who helped with the English and organisation of the text. The authors thank Professor Ana Maria Bravo del Moral for her critical review and technical comments of the manuscript. To the team at the Service of Radiology, Hospital de Verin, especially Cruz Galindo, Jose Manuel Coello and Jorge Basteiro, for the MRI and CT studies. Our thanks also go to Gemma Prats-Munoz, Glen Doran, Sergio Cardoso, Marian Martinez de Pancorbo, Juan Ramon Vidal Romani and the Aranzadi Science Society for their help and support. This paper is a part of the doctoral thesis of the first author (FS) at the University of Granada, Spain.

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  • Corrigendum to “Preserved brains from the Spanish Civil War mass grave (1936) at La Pedraja 1, Burgos, Spain” [Sci. Justice 56 (2016) 453–463]

    F. Serrulla, L. Herrasti, C. Navarro, JL. Cascallana, AM Bermejo, N. Márquez-Grant, F. Etxeberría
    DOI: http://dx.doi.org/10.1016/j.scijus.2017.01.002
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